We are Independent Compliance Consultants and undertake assignments for various clients across financial services.

 

At Dhillon Finance and Consulting we always aim to provide a high quality of service which has led to us being the chosen firm by organisations for assignments on an Interim, Ad hoc, or on a Retainer basis. 

​

We work on a B2B basis and charge dependent on the services provided.  

​

Below are some of the services we provide-

• File Review

• Mortgage compliance/transformation

• Policy and Procedures

• Later life lending and Equity Release specialists

• Consumer Duty (including Fair Value Assessments)

• Due Diligence

• Quality assurance

• FCA enforcement consultation

• Advisory services

• Outcome testing

• Underwriting

• Complaint handling and S166 assistance

• KYC/AML and Financial crime review

• Consumer credit compliance

• Affordability and credit worthiness

• Retail lending specialists etc.