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We are Independent Compliance Consultants and undertake assignments for various clients across financial services.


At Dhillon Finance and Consulting we always aim to provide a high quality of service which has led to us being the chosen firm by organisations for assignments on an Interim, Ad hoc, or on a Retainer basis. 

We work on a B2B basis and charge dependent on the services provided.  

Below are some of the services we provide-

  • File Review

  • Mortgage compliance/transformation

  • Policy and Procedures

  • Later life lending and Equity Release specialists

  • Consumer Duty (including Fair Value Assessments)

  • Due Diligence

  • Quality assurance

  • FCA enforcement consultation

  • Advisory services

  • Outcome testing

  • Underwriting

  • Complaint handling and S166 assistance

  • KYC/AML and Financial crime review

  • Consumer credit compliance

  • Affordability and credit worthiness

  • Retail lending specialists etc.


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